At Financial Matters, we are dedicated to providing quality service, products, and strategies to enhance your opportunity for success in these areas. We would like to help you so you can be financially independent! We know that a personal relationship with your Investment Advisor can be an important asset in uncertain times and in times of growth. Please contact us through e-mail, telephone, fax or just an old fashioned one-on-one chat.
It’s all about helping our clients. We start the process by analyzing cash flow streams, existing retirement plans, savings programs, and insurance coverage. Through research and discussions, we help our clients understand their individual financial goals, risk tolerances, and objectives. Putting all the pieces together, we make specific recommendations to help our clients achieve their goals. We offer access to many types of investment products, such as IRAs, Roth IRAs, Simple IRAs, 529 Plans, Coverdell ESAs, and brokerage services. All securities are offered through the broker-dealer, Royal Alliance Associates, Inc. Member FINRA/SIPC. As a registered investment advisor, we also offer fee-based financial planning for those who prefer. In addition, we offer access to several insurance products, including Life, Disability Income, and Long-Term Care protection. Advisory and Financial Planning services are offered by Financial Matters, a Registered Investment Advisor. If you are interested in any of these types of service, please call (262) 468-4865 to schedule an appointment between 9 a.m. and 9 p.m., either at Financial Matters located at W375 N7847 Tamarack Drive, Oconomowoc, WI 53066, or in the comfort of your home.
Vicki L. Lublin is a Registered Representative of and offers securities products and services through Royal Alliance Associates, Inc., Member FINRA/SIPC a registered broker-dealer. In this regard, this communication is strictly intended for individuals residing in the states of Arizona, California, Colorado, Connecticut, Florida, Illinois, Maryland, Michigan, Minnesota, Missouri, North Carolina, Oregon, Texas, or Wisconsin. No offers may be made or accepted from any resident outside the specific states referenced. Separately, Vicki L. Lublin is an Investment Advisor under Financial Matters, a Registered Investment Advisor firm, offering advisory services in Wisconsin. As such, these services are strictly intended for the individuals residing in Wisconsin. A broker-dealer “BD”, investment advisor “IA", a BD agent, or IA Representative may only transact business in a state if first registered in that state, or is excluded or exempt from registration in that state as a broker-dealer, investment advisor, BD agent or IA Representative, as appropriate. Follow-up, individualized responses to persons in a state by such a firm or individual that involve either effecting or attempting to effect transactions in securities, or the rendering of personalized investment advise for compensation, will not be made without first complying with appropriate registration requirements, or an applicable exemption or exclusion. For information concerning the licensing status or disciplinary history of a broker-dealer, investment advisor, BD agent, or IA representative, a consumer should contact his or her state securities law administrator.
Certified Financial Planner Board of Standards Inc. owns the certification marks CFP®, CERTIFIED FINANCIAL PLANNER™ and CFP (with flame logo)® in the U.S., which it awards to individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
