Vicki L. Lublin is a Registered Representative of and offers securities products and services through Royal Alliance Associates, Inc., Member FINRA/SIPC a registered broker-dealer. In this regard, this communication is strictly intended for individuals residing in the states of Arizona, California, Colorado, Connecticut, Florida, Illinois, Maryland, Michigan, Minnesota, Missouri, North Carolina, Oregon, Texas, or Wisconsin. No offers may be made or accepted from any resident outside the specific states referenced. Separately, Vicki L. Lublin is an Investment Advisor under Financial Matters, a Registered Investment Advisor firm, offering advisory services in Wisconsin. As such, these services are strictly intended for the individuals residing in Wisconsin. A broker-dealer “BD”, investment advisor “IA", a BD agent, or IA Representative may only transact business in a state if first registered in that state, or is excluded or exempt from registration in that state as a broker-dealer, investment advisor, BD agent or IA Representative, as appropriate. Follow-up, individualized responses to persons in a state by such a firm or individual that involve either effecting or attempting to effect transactions in securities, or the rendering of personalized investment advise for compensation, will not be made without first complying with appropriate registration requirements, or an applicable exemption or exclusion. For information concerning the licensing status or disciplinary history of a broker-dealer, investment advisor, BD agent, or IA representative, a consumer should contact his or her state securities law administrator.
Certified Financial Planner Board of Standards Inc. owns the certification marks CFP®, CERTIFIED FINANCIAL PLANNER™ and CFP (with flame logo)® in the U.S., which it awards to individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
