Click here to learn more about our financial professionals by visiting FINRA's BrokerCheck.

Theresa L. Lublin

Theresa L. Lublin

Registered Assistant and Chief Compliance Officer

With her bachelor's degree from UW Madison majoring in Mathematics and Philosophy, Theresa has superb abilities to see details and identify patterns making her proficient in her everyday activities for the business. 

Theresa holds her FINRA Series 66 and FINRA Series 7 licenses.